Securities Information Stockton CA

Actually, the concept of securitiesActually, the concept of securities is not terribly complicated. In fact, a stock is a kind of security. In the financial sense, a security is defined as a document that represents ownership of a given asset. In addition to stocks, securities assign ownership of bonds, treasury certificates and more. is not terribly complicated. In fact, a stock is a kind of security. In the financial sense, a security is defined as a document that represents ownership of a given asset. In addition to stocks, securities assign ownership of bonds, treasury certificates and more.

Morgan Stanley
(800) 745-2230
3421 Brookside Road, Suite A
Stockton, CA
 
Mr. Ray Day (RFC®), CFP
(301) 756-1700
990 W. 190th Street, #520
Torrance, CA
Company
Legacy Financial Group, LLC
Qualifications
Education: B.E.EM.A. - Psych
Years of Experience: 28
Membership
IARFC, FPA
Services
Invoice, Estate Planning, Portfolio Management, personal Coach, Retirement Planning, Tax Planning, Stocks and Bonds, Mutual Funds, Annuities, Life Insurance, Long Term Care Insurance

Data Provided by:
Allan C. Henriques (RFC®), JD
(916) 435-2100
5800 Stanford Ranch Road, Building 800
Rocklin, CA
Company
Smart Investor
Qualifications
Education: D
Membership
IARFC, FPA, Bar
Services
Invoice, Estate Planning, Portfolio Management, Retirement Planning, Tax Planning, Employee Benefits, Stocks and Bonds, Mutual Funds, Mortgage Loans, CD Banking, Annuities, Life Insurance, Long Term Care Insurance, Group Insurance, Charitable Planning, Charitable Foundations, Asset Protection, BuySell, Compensation Plans

Data Provided by:
Mr. Richard K. Whitaker (RFC®), CHFC, CLU
(707) 442-1505
3932 Walnut Drive
Eureka, CA
Company
Richard Whitaker Insurance Svcs., Inc.
Qualifications
Education: AA
Years of Experience: 30
Membership
IARFC, MDRT, NAIFA
Services
Invoice, Estate Planning, Business Planning, Portfolio Management, Pension Planning, Executive Compensation Planning, Retirement Planning, Medicaid Planning, Tax Planning, Employee Benefits, Stocks and Bonds, Mutual Funds, CD Banking, Annuities, Life Insurance, Disability Income Insurance, Long Term Care Insurance, Medical Insurance, Group Insurance, Business Coach, Charitable Planning, Education Plan, Healthcare Accounts, Charitable Foundations, BuySell, Compensation Plans

Data Provided by:
Robert L. Powell (RFC®), MBA
(415) 286-0445
185 San Leandro Way
San Francisco, CA
Company
Torrey Pines Securities, Inc.
Qualifications
Education: MBA The Wharton School, University of Pennsylvania
Years of Experience: 11
Membership
IARFC, FPA
Services
Invoice, Estate Planning, Business Planning, Portfolio Management, Retirement Planning, Tax Planning, Seminars Work, Stocks and Bonds, Mutual Funds, Annuities, Life Insurance, Disability Income Insurance, Long Term Care Insurance, Charitable Planning, Education Plan, Asset Protection, Compensation Plans

Data Provided by:
RL Paler Investment Advisors, LLC
(877) 556-4514
2687 Daisy Lane
Tracy, CA
 
Ms. Kathie A. Muhler (RFC®), EA, MBA
(650) 684-0800
851 Burlway Rd #600
Burlingame, CA
Company
Complete Tax Solutions
Qualifications
Years of Experience: 15
Membership
IARFC
Services
Invoice, Portfolio Management, Retirement Planning, Tax Planning, Tax Returns, Employee Benefits, Stocks and Bonds, Mutual Funds, Annuities, Life Insurance, Disability Income Insurance, Long Term Care Insurance, Medical Insurance, Group Insurance, Education Plan, Healthcare Accounts, Compensation Plans

Data Provided by:
Mr. David N. Johnson (RFC®), CEP
(707) 725-7120
2596 Shay Court
Fortuna, CA
Company
The Johnson Consulting Group
Qualifications
Education: BA
Years of Experience: 19
Membership
IARFC, NAPFA
Services
Invoice, Estate Planning, Business Planning, Portfolio Management, Retirement Planning, Stocks and Bonds, Mutual Funds, CD Banking, Annuities, Life Insurance, Charitable Planning, Charitable Foundations, Asset Protection, Compensation Plans

Data Provided by:
Mr. William D. Pitney (RFC®), CFP, MBA
(650) 684-1199
565 Pilgrim Drive, Suite C
Foster City, CA
Company
Focus YouNiveristy LLC
Qualifications
Education: BA, University of KY, 1992, Sociology.• MBA, The University of Arizona, 1996, Entrepreneurship, Finance and Marketing.• Professional Certificate, University of California, Los Angeles, 2003, Personal Financial Planning.
Years of Experience: 9
Membership
IARFC, FPA
Services
Invoice, Estate Planning, Business Planning, Portfolio Management, personal Coach, Retirement Planning, Tax Planning, Seminars Work, Stocks and Bonds, Mutual Funds, Annuities, Life Insurance, Disability Income Insurance, Long Term Care Insurance, Group Insurance, Education Plan, Asset Protection, Compensation Plans

Data Provided by:
Mr. Matthew D. Heller (RFC®)
(818) 501-7590
15760 Ventura Blvd.
Encino, CA
Company
Willner & Heller LLC
Qualifications
Education: University of Southern California, BA 1989
Years of Experience: 19
Membership
IARFC
Services
Invoice, Portfolio Management, Stocks and Bonds, Mutual Funds

Data Provided by:
Data Provided by:

Securities Information

For the uninitiated, the stock market and all of the terms associated it can be as clear as mud. While most of us have a basic understanding of stocks themselves, our eyes tend to glaze over when presented with related concepts. So if you have no idea what securities are, you’re certainly not alone.

Actually, the concept of securities is not terribly complicated. In fact, a stock is a kind of security. In the financial sense, a security is defined as a document that represents ownership of a given asset. In addition to stocks, securities assign ownership of bonds, treasury certificates and more.

Some securities are issued to people chosen by the issuer. This is called private placement, and an example is stock in a privately held corporation. Privately placed securities may not usually be publicly traded on the stock market.

Securities that may be traded publicly are called public offer securities. This is the type of security that is traded on Wall Street. The issuer makes a certain number of shares available in an initial public offering, or IPO. These shares may then be traded among investors. The issuer may later decide to issue more shares.

Securities may be registered, or they may be bearer instruments. Registered securities bear the name of the holder, and they are also registered by the issuer or his agent. Bearer securities may be freely traded without consulting the issuer. Bearer securities are uncommon in the United States, and are restricted in most countries.

Securities themselves are quite simple. They are merely documents that entitle someone to a specific investment. The practice of trading securities is also relatively simple. Of course knowing what to buy and when to sell is the real challenge. An investment professional can help you get started with securities, and once you know the ropes, trading them on your own can be quite lucrative.

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